<p><b>What role you will play in team:</b>  You will be part of a team responsible for ensuring that our firm adheres to all relevant regulations and laws.  Your work will protect our clients and our business.</p><p><b>What you will do:</b> Conduct compliance reviews, develop and implement compliance policies, provide training and support to employees, and help with regulatory reporting.</p><p><b>Key responsibility:</b><ul><li>Conducting compliance reviews and audits.</li><li>Developing and implementing compliance policies and procedures.</li><li>Providing training and support to employees on compliance matters.</li><li>Monitoring regulatory changes and advising on their impact.</li><li>Preparing regulatory reports and responding to inquiries from regulatory bodies.</li><li>Staying up to date on relevant laws and regulations.</li><li>Maintaining accurate records of compliance activities.</li></ul></p><p><b>Required Qualification and Skills:</b><ul><li>Bachelor's degree in Law, Finance, or related field.</li><li>0-1 years of experience in regulatory compliance.</li><li>Strong knowledge of relevant laws and regulations.</li><li>Excellent communication and interpersonal skills.</li><li>Attention to detail and strong organizational skills.</li></ul></p><p><b>Benefits Included:</b><ul><li>Competitive compensation and benefits package.</li><li>Professional development and training opportunities.</li><li>A collaborative and supportive work environment.</li><li>Health insurance, retirement plan.</li><li>Paid time off.</li></ul></p><p><b>A Day in the Life:</b>  Reviewing policies and procedures, conducting audits, providing training, researching regulatory changes, and preparing reports.</p>